Exam Title: Series 63 – Uniform Securities Agent State Law Exam
Certification Name: Securities professionals
Exam Code: Series 63
Total Questions: 325
$28.00
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In this content description, you will get a deep dive into what is Series 63 exam, its cost, prerequisites and other relevant information. Moreover, you will get to know how our Series 63 practice exam questions can leverage your preparation and make you pass the exam with flying colors.
Every candidate wants to pass the exam on the first try since they don’t want to go through the exam anxiety and reappearing procedure. Furthermore, everyone studies tirelessly to obtain the certification in a single sitting. While you are permitted to retake the exam, why would you? But the question is why candidates retake the exam if they studied with full dedication. The reason is the obsolete exam material from which they studied. We do not want you to be concerned about the exam and what it means to fail on the first try. Our specialists have researched the test themes, concepts, and rules and have designed a stress-free way to prepare for the Series 63 exam. With our Series 63 practice exam, you can understand the exam pattern and content inclusively. Our exam questions should be your first choice for the series 63 exam or any other exam preparation. Why? Because it gives you the experience of a real exam and it is made in a way to replicate the real Series 63 exam. Moreover, the exam questions are written and explained logically so that you don’t have difficulty comprehending the key terms. Before preparing for the Series 63 exam, you must thoroughly review the exam domains and other relevant information. Let’s have a look at the Series 63 exam.
NASAA established the Uniform Securities Agent State Law Examination with members from the securities industry and industry associations. The Series 63 test prepares applicants to work as securities agents. The test covers the concepts of state securities regulation as embodied in the Uniform Securities Act (as amended by NASAA) and rules against dishonest and unethical business practices). The examination aims to offer a foundation for state securities administrators to assess an applicant’s knowledge and grasp of state law and regulations.
The Financial Industry Regulatory Authority FINRA administers the examination. To schedule a candidate for the test, a company should complete an electronic Form U4, or an individual not employed by/or associated with a FINRA member firm should open an enrollment window via FINRA.org and pay the $147 examination fee to FINRA.
Passing the Uniform Combined State Law Examination, Series 66, qualifies an individual as if he or she had passed both Series 63 and Series 65. To register as an investment adviser representative based on Series 66, an individual must also have completed the FINRA Series 7 exam and the exam must be current (i.e., not expired).
For getting a Series 63 certification, you have to pay an exam fee. You all want to pass the exam on the first attempt because you don’t want to pay for the exam fee again and again and that’s all right. Spending a lot for passing only one exam is not a wise call. Considering the budget of students and candidates, we made a set of Series 63 practice exam that is available for just a few dollars. These are the most reasonable, valid, and inclusive pdf dumps that will make you prepare for the exam in a short time. Also, we assure you that after practicing our exam questions you will not require any additional resources for preparation. These are enough to pass the exam in a single setting. Buckle up yourself, it’s the right time to start preparing for getting the Series 63 certification and achieving new heights in your career.
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The NASAA Series 63 exam is a state security licensing exam administered by the Financial Industry Regulatory Authority (FINRA). The exam assesses a person’s understanding of securities law and its application in the investment industry.
The cost of the Series 63 exam is $147.
To pass this exam, you must get 70-75% marks.
The time to fully prepare for this exam is subjective and varies from candidate to candidate. Some candidates can take only 3 weeks while some candidates might take 2-3 months. You need to study for 5 hours daily for 2 weeks before taking the Series 63 exam. Typically, candidates will study for 2-3 weeks. The amount of time you need to spend studying for the exam depends on your familiarity with the topic. If you’re preparing with our exam dumps, we assure you that you can thoroughly prepare for the exam in just 1 week.
We will recommend you start with the Series 63 exam. It’s much shorter and less difficult than the Series 65 exam. Taking the series 63 exam first will power you to dedicate your full concentration to the harder series 65 exam.
You may retake the Series 63 exam as many times as necessary to pass. There is a 30-day waiting time after your first and second failed attempts and a 6-month waiting period after your third and subsequent failed attempts.
The retake fee for the exam is the same as the original exam fee – i.e. $147.
There are 60 multiple-choice questions in the Series 63 exam.
The Securities Industry Essentials (SIE) exam assesses the expertise of potential securities industry professionals while the purpose of the Series 6 examination is to offer a foundation for state securities administrators to assess an applicant’s knowledge and grasp of state law and regulations. SIE is most challenging than Series 63. But the difficulty level also depends on your previous expertise and knowledge.
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